Corporate Headquarters
1900 Avenue of the Stars
Suite 310
Los Angeles, CA 90067
310
.843.9300
Fax: 310.843.9304

New York Office
One Penn Plaza, Suite 2032
New York, NY 10019
212.714.0400


Boca Raton Office
4400 North Federal Highway
Suite 408
Boca Raton, FL 33431
561.353.1301

Santa Fe Office
1640 Old Pecos Trail
Suite A
Santa Fe, NM 87505
505.820.0331

New York Office
55 Broad Street, Suite 11C
New York, NY 10004
212.952.9770

New York Office
560 Broadhollow Road, Suite 209
Melville, NY 11747
631-539-0500

New York Office
1727 Veterans Memorial Hwy, Suite 207
Islandia, NY 11749
631-582-1112

International Locations*

Shanghai Office
1800 West Zhongshan Rd.
25J1, ZaoFong Universe Bldg.
Shanghai, China 200235

China Office – Hong Kong
011.852.3144.3023
Fax: 011.852.3007.3197

Hong Kong Office
Suite 1201 Alexandra House
16-20 Chater Road
Central, Hong Kong
Hong Kong
011.852.3106.8191

Taipei Office
9F-3, No.1
Fuxing N. Road
Taipei 105, Taiwan
011.886.2.8791.6584

Canada Office
2710 17th Ave S.E. Suite 440
Calgary, Alberta T2A 0P6
403-538-3590
http://www.wpcapital.ca

Richard Rappaport
Founder

Los Angeles, CA - Prior to joining WestPark, Mr. Rappaport had extensive experience in the small cap investment banking and securities markets; he has completed over 50 public offerings and numerous private placements. He was the Managing Director of Investment Banking at internationally based Global Capital Securities from 1998 until December 1999 and Managing Director of Investment Banking at Joseph Charles & Associates from 1995 to 1998. At both firms he ran their Investment Banking departments where he was responsible for all aspects of the firms’ corporate finance activities. During this period he raised in excess of $570 Million in both public and private transactions for U.S. and internationally based small cap growth companies.
 
From 1987 to 1995, Mr. Rappaport was Managing Director at a Beverly Hills based boutique Investment Bank. He was responsible for all aspects of the firm’s public offerings including new business development. During this period he completed over 25 public offerings and numerous private transactions.
 
He received his B.S. in Business Administration from the University of California at Berkeley, and his M.B.A. from the University of California at Los Angeles. At UCLA, Mr. Rappaport was a recipient of the Wittenberg-Livingston Fellowship and a member of the Beta Gamma Sigma Business Honorary Society.

 

Anthony C. Pintsopoulos
President and Chief Financial Officer

Deerfield Beach, FL - Mr. Pintsopoulos is the President and Chief Financial Officer at WestPark Capital, Inc. He is responsible for safeguarding the Company’s assets, supervises accounting and operations personnel, and he is the Company’s facilitator. Prior to joining WestPark Capital, Mr. Pintsopoulos was CFO and acting COO at Joseph, Charles & Associates(JCA). He was responsible for the restructuring the financial and operational aspects of JCA’s 8 offices. In addition, he redesigned the entire financial reporting system and installed financial and operational controls throughout the entire firm. Mr. Pintsopoulos also served as CFO and Treasurer and Board Member at Safety 1st, Inc. There he managed all financial aspects of the firm’s accounting and financial reporting activities including financial statement preparation, development of SEC reporting functions, general ledger activity, budget preparation and policy and procedure development and implementation.

Additionally, he administered the firm’s IPO and Secondary Offerings and maintained relationships with industry analysts. Preceding Safety 1st, Mr. Pintsopoulos worked at Coopers & Lybrand Boston, Massachusetts. Also he owned his own CPA Firm in Massachusetts before merging it into Vitale, Caturano & Co., PC (the largest CPA firm in New England, other than the Big 4). In his CPA business, he has worked with both public and private entities in all phases of business development.

He holds a Bachelor of Business Administration in Accounting from the University of Massachusetts, Amherst and holds NASD licenses 7, 24, and 63. He is a Certified Public Accountant, a member of the Massachusetts Society of Certified Public Accountants (MSCPA) and the American Institute of Certified Public Accountants (AICPA).


Jason S. Stern
Chief Operating Officer

Los Angeles, CA - Mr. Stern is the Chief Operating Officer at Westpark Capital. He is responsible for the day-to-day operations of the Brokerage Division. He has over 15 years of experience in all aspects of the financial-services industry as it relates to broker-dealer operations and sales. Prior to joining Westpark in 1999, he was the Branch Manager of both the Santa Monica and Beverly Hills offices of internationally based Global Capital Securities. He supervised a staff of 50 brokers and 10 support employees in the operation of both locations and coordinated efforts in the successful completion of several corporate finance transactions in addition to daily full-service brokerage for its established clientele. Prior to joining Global Capital, Mr. Stern was the President of Beverly Hills Capital, Inc.. He completed the mergers and acquisitions of three independently- owned boutique investment banking franchises and built and trained a retail brokerage staff of over 100 registered stockbrokers.

Mr. Stern started his career in 1989 at Boston based Gruntal & Company. He went on to have a successful business as a top-producing broker for several Firms including Prudential Securities where he served as an Associate Vice President at their Beverly Hills location until he went on to pursue his goals in management and development in 1997.

Mr. Stern takes pride in holding himself and those he works with to the highest standards of compliance and professionalism and has dedicated himself to ensuring that Westpark Capital provides the best possible service to it's clients and affiliates.

He attended Northeastern University and Boston University where his studies were concentrated in economics and finance.


Stephen R. Meleen
Managing Director

Newport Beach, CA - Mr. Meleen has 27 years of experience in operations, finance and business creation with emerging growth, private and public multinational companies. Mr. Meleen recently merged operations of his boutique investment banking and consulting firm, Meleen and Company, Inc. to form the Orange County office of WestPark Capital, Inc.

During his career he has participated on merger teams representing acquisitions totaling $600 Million, completed over 50 financing transactions on the "buy" side and 20 on the "sell" side. He also obtained over $150 Million in debt and equity financing for small and middle market companies. From 1986-1992, Mr. Meleen was the Chief Operating Officer and Financial Officer of the Marciano family holdings which included Guess?, Inc., and Guess? Retail, (formerly MGA), and Charles David clothing lines and retail stores. At Guess, he was responsible for retail operations, joint ventures, new venture operations, financing, investments, real estate, strategic and tax planning. Mr. Meleen also served in two department head positions for Santa Fe International, Inc., a $2 Billion NYSE-listed public company, where he was involved in international joint ventures and major acquisitions from 1981-1986. He has much experience internationally, as he resided and worked in Asia from 1973-1978.

Meleen, formerly of Arthur Andersen & Company, Los Angeles, obtained his C.P.A. from the State of California. After graduating with a B. A. in accounting from Grove City College, he served in the Air Force from 1968-1973.


Robert Schultz
Managing Director

Los Angeles, CA - Prior to joining WestPark, Mr. Schultz had a diverse background in corporate finance, strategic planning and corporate development in varied industries including multi-national public companies, privately held companies and investment banking. From 2001 until joining WestPark, Mr. Schultz was Chief Financial Officer of an emerging cryogenic packaging company servicing the human and animal reproduction and pharmaceutical industries. From 1999 to 2001 he was Vice President Finance of a start-up digital entertainment company.
 
From 1997 to 1999, Mr. Schultz was the Founder and Managing Director of a financial consulting and corporate development firm. From 1995-1997, he was Vice President Corporate Finance and Managing Director of Capital Markets at a leading discount brokerage firm with multiple offices in the U.S. and overseas.
 
His previous professional experience includes Treasurer of a regulated commodities dealer, Vice President and Treasurer of an AMEX holding company, Director of Taxation for a multinational AMEX conglomerate, and Auditor and Senior Tax Specialist for one of the major CPA firms.
 
Mr. Schultz is a CPA and received his B.B.A. in Public Accounting from Pace University in New York.


William A. Morgan
Chief Compliance Officer

Los Angeles, CA - Mr. Morgan is the Chief Compliance Officer and Financial and Operations Principal at WestPark Capital, Inc. He has over 25 years of experience in the brokerage industry in Southern California specializing in the areas of trading, operations, and compliance. Prior to joining WestPark Capital, Inc., Mr. Morgan was with NASD District 2 in Los Angeles.

Mr. Morgan received his Bachelor of Science from the University of Arizona and his Master of Business Administration from Arizona State University. Mr. Morgan holds NASD series licenses 4, 7, 24, 27, 53, 55, and 63. Mr. Morgan is also a Certified Fraud Examiner (CFE) in good standing with the Association of Certified Fraud Examiners.


Parker Seto
Managing Director

Hong Kong & China – Mr. Seto graduated from the Chinese University of Hong Kong with a major in Professional Accountancy. Being a member of the American Institute of Certified Public Accountants (AICPA) in the U.S.A. and a Fellow member of the Association of Chartered Certified Accountants, United Kingdom (FCCA) and a member of the Hong Kong Institute of Certified Public Accountants, (CPA(HK)), Parker worked at Arthur Andersen & Co. in his early career and then moved to the commercial field as Financial Controller and General Managers for various companies, ranging from mid-sized to Fortune 500 Companies.

With hands-on experience in commercial and industrial financial management, Parker moved to the corporate finance field in the late 90’s as an associate and was subsequently promoted to Head of Corporate Finance at two U.S.-based regional investment banks. His expertise in accounting and finance has been welcomed by many entrepreneurs in Hong Kong, China and other locations throughout Asia for deal structuring, financings, and coordination of underwriting syndicates.

Parker has initiated, planned, and executed several corporate restructuring transactions of different enterprises in China in addition to arranging debt-equity swaps of various insolvent enterprises with certain financial institutions in China and issuance of convertible securities and equity.

Parker is also experienced in managing both Reverse Mergers and direct overseas listing procedures for Hong Kong companies and certain Chinese state-owned and privately-owned enterprises seeking listing on NASDAQ and AMEX markets. Additionally he is well-versed with “hands-on” conversion of PRC GAAP financial statements into U.S./Hong Kong GAAP and IFRS, as well as restructuring business enterprises in PRC and Hong Kong for listing purposes.

* Mr. Seto operates out of Hong Kong and China and is not an NASD office or member.


H. H. (Kin) Houston, III
Director of Institutional Sales

Boca Raton, FL - Prior to joining WestPark, Mr. Houston has been involved in the investment industry for over 20 years, the majority of which has been working personally with and counseling high net worth individuals.

Mr. Houston has been a top producer at several brokerage firms including Joseph Charles and Associates and Sterling Financial Group. He holds Series 4, 7, 24, and Series 63 licenses.

Mr. Houston attended the University of South Carolina and Coastal Carolina University on College Golf Scholarships, and later became a professional golfer and a teaching professional.

Mr. Houston has 30 years of experience in the Martial Arts and has risen to the rank of Master of Shaolin Kempo Karate.


 

Kevin DePrimio
Vice President

Los Angeles, CA - Mr. DePrimio has five years of experience in investment banking during which time he has focused primarily on transactions with emerging growth companies. Prior to joining WestPark, Mr. DePrimio was with the investment banking division of RSM McGladrey, a global accounting and consulting firm, where he was responsible for the valuation of middle market companies in the high technology, transportation and healthcare industries. He was previously an equity research associate with the Seidler Companies focusing on the gaming and technology sectors. Prior to that, he worked at Roth Capital Partners, where he served as a generalist equity research associate following experience as a corporate finance analyst, a role in which he worked on numerous PIPE transactions and fairness opinions.

Mr. DePrimio received his BSBA, summa cum laude, from Villanova University (Beta Gamma Sigma, Phi Kappa Phi) with majors in finance and management information systems. He holds NASD Series 7, 63 and 24 licenses.