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Corporate
Headquarters New York Office Boca Raton Office 4400 North Federal Highway
Suite 408 Boca Raton, FL 33431 561.353.1301 Santa Fe Office 1640 Old Pecos Trail Suite A Santa Fe, NM 87505 505.820.0331 New York Office New York Office New York Office
International Locations*
Shanghai Office China Office – Hong Kong Hong
Kong Office Taipei
Office Canada
Office |
Richard
Rappaport Los
Angeles, CA - Prior
to joining WestPark, Mr. Rappaport had extensive experience in the
small cap investment banking and securities markets; he has completed
over 50 public offerings and numerous private placements. He was the
Managing Director of Investment Banking at internationally based Global
Capital Securities from 1998 until December 1999 and Managing Director
of Investment Banking at Joseph Charles & Associates from 1995
to 1998. At both firms he ran their Investment Banking departments
where he was responsible for all aspects of the firms’ corporate
finance activities. During this period he raised in excess of $570
Million in both public and private transactions for U.S. and internationally
based small cap growth companies. Anthony
C. Pintsopoulos Deerfield Beach, FL - Mr. Pintsopoulos is the President and Chief Financial Officer at WestPark Capital, Inc. He is responsible
for safeguarding the Company’s assets, supervises accounting
and operations personnel, and he is the Company’s facilitator.
Prior to joining WestPark Capital, Mr. Pintsopoulos was CFO and acting
COO at Joseph, Charles & Associates(JCA). He was responsible for
the restructuring the financial and operational aspects of JCA’s
8 offices. In addition, he redesigned the entire financial reporting
system and installed financial and operational controls throughout
the entire firm. Mr. Pintsopoulos also served as CFO and Treasurer
and Board Member at Safety 1st, Inc. There he managed all financial
aspects of the firm’s accounting and financial reporting activities
including financial statement preparation, development of SEC reporting
functions, general ledger activity, budget preparation and policy
and procedure development and implementation.
Additionally, he administered
the firm’s IPO and Secondary Offerings and maintained relationships
with industry analysts. Preceding Safety 1st, Mr. Pintsopoulos worked
at Coopers & Lybrand Boston, Massachusetts. Also he owned his
own CPA Firm in Massachusetts before merging it into Vitale, Caturano
& Co., PC (the largest CPA firm in New England, other than the
Big 4). In his CPA business, he has worked with both public and private
entities in all phases of business development. He holds a Bachelor
of Business Administration in Accounting from the University of Massachusetts,
Amherst and holds NASD licenses 7, 24, and 63. He is a Certified Public
Accountant, a member of the Massachusetts Society of Certified Public
Accountants (MSCPA) and the American Institute of Certified Public
Accountants (AICPA).
Jason S. Stern
Los Angeles, CA -
Mr. Stern is the Chief Operating Officer at Westpark Capital. He is responsible for the day-to-day operations of the Brokerage Division. He has over 15 years of experience in all aspects of the financial-services industry as it relates to broker-dealer operations and sales. Prior to joining Westpark in 1999, he was the Branch Manager of both the Santa Monica and Beverly Hills offices of internationally based Global Capital Securities. He supervised a staff of 50 brokers and 10 support employees in the operation of both locations and coordinated efforts in the successful completion of several corporate finance transactions in addition to daily full-service brokerage for its established clientele. Prior to joining Global Capital, Mr. Stern was the President of Beverly Hills Capital, Inc.. He completed the mergers and acquisitions of three independently- owned boutique investment banking franchises and built and trained a retail brokerage staff of over 100 registered stockbrokers. Stephen
R. Meleen Newport Beach,
CA - Mr. Meleen has 27 years of experience in operations, finance and business creation with emerging growth, private and public multinational companies. Mr. Meleen recently merged operations of his boutique investment banking and consulting firm, Meleen and Company, Inc. to form the Orange County office of WestPark Capital, Inc.
During his career he has participated on merger teams representing acquisitions totaling $600 Million, completed over 50 financing transactions on the "buy" side and 20 on the "sell" side. He also obtained over $150 Million in debt and equity financing for small and middle market companies. From 1986-1992, Mr. Meleen was the Chief Operating Officer and Financial Officer of the Marciano family holdings which included Guess?, Inc., and Guess? Retail, (formerly MGA), and Charles David clothing lines and retail stores. At Guess, he was responsible for retail operations, joint ventures, new venture operations, financing, investments, real estate, strategic and tax planning. Mr. Meleen also served in two department head positions for Santa Fe International, Inc., a $2 Billion NYSE-listed public company, where he was involved in international joint ventures and major acquisitions from 1981-1986. He has much experience internationally, as he resided and worked in Asia from 1973-1978.
Meleen, formerly of Arthur Andersen & Company, Los Angeles, obtained his C.P.A. from the State of California. After graduating with a B. A. in accounting from Grove City College, he served in the Air Force from 1968-1973. Robert
Schultz Los
Angeles, CA - Prior
to joining WestPark, Mr. Schultz had a diverse background in corporate
finance, strategic planning and corporate development in varied
industries including multi-national public companies, privately
held companies and investment banking. From 2001 until joining WestPark,
Mr. Schultz was Chief Financial Officer of an emerging cryogenic
packaging company servicing the human and animal reproduction and
pharmaceutical industries. From 1999 to 2001 he was Vice President
Finance of a start-up digital entertainment company.
William A. Morgan
Los Angeles, CA - Mr. Morgan is the Chief Compliance Officer and Financial and Operations Principal at WestPark Capital, Inc. He has over 25 years of experience in the brokerage industry in Southern California specializing in the areas of trading, operations, and compliance. Prior to joining WestPark Capital, Inc., Mr. Morgan was with NASD District 2 in Los Angeles.
Mr. Morgan received his Bachelor of Science from the University of Arizona and his Master of Business Administration from Arizona State University. Mr. Morgan holds NASD series licenses 4, 7, 24, 27, 53, 55, and 63. Mr. Morgan is also a Certified Fraud Examiner (CFE) in good standing with the Association of Certified Fraud Examiners.
Parker Seto
Hong Kong & China – Mr. Seto graduated from the Chinese University of Hong Kong with a major in Professional Accountancy. Being a member of the American Institute of Certified Public Accountants (AICPA) in the U.S.A. and a Fellow member of the Association of Chartered Certified Accountants, United Kingdom (FCCA) and a member of the Hong Kong Institute of Certified Public Accountants, (CPA(HK)), Parker worked at Arthur Andersen & Co. in his early career and then moved to the commercial field as Financial Controller and General Managers for various companies, ranging from mid-sized to Fortune 500 Companies.
With hands-on experience in commercial and industrial financial management, Parker moved to the corporate finance field in the late 90’s as an associate and was subsequently promoted to Head of Corporate Finance at two U.S.-based regional investment banks. His expertise in accounting and finance has been welcomed by many entrepreneurs in Hong Kong, China and other locations throughout Asia for deal structuring, financings, and coordination of underwriting syndicates.
Parker has initiated, planned, and executed several corporate restructuring transactions of different enterprises in China in addition to arranging debt-equity swaps of various insolvent enterprises with certain financial institutions in China and issuance of convertible securities and equity.
Parker is also experienced in managing both Reverse Mergers and direct overseas listing procedures for Hong Kong companies and certain Chinese state-owned and privately-owned enterprises seeking listing on NASDAQ and AMEX markets. Additionally he is well-versed with “hands-on” conversion of PRC GAAP financial statements into U.S./Hong Kong GAAP and IFRS, as well as restructuring business enterprises in PRC and Hong Kong for listing purposes.
* Mr. Seto operates out of Hong Kong and China and is not an NASD office or member.
H. H. (Kin) Houston, III
Boca Raton, FL -
Prior to joining WestPark, Mr. Houston has been involved in the investment industry for over 20 years, the majority of which has been working personally with and counseling high net worth individuals.
Kevin DePrimio Los
Angeles, CA -
Mr. DePrimio received his BSBA, summa cum laude, from Villanova University (Beta Gamma Sigma, Phi Kappa Phi) with majors in finance and management information systems. He holds NASD Series 7, 63 and 24 licenses.
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